Our client was setting up a new online gaming licensing authority and sought a partner to advise on compliance requirements and develop its Governance and Compliance Framework.
Gaming Compliance
An Online Gaming Licensing Authority
Our client was setting up a new online gaming licensing authority and sought a partner to advise on regulatory and compliance requirements and develop its Governance and Compliance Framework.
Lysis worked with our client to define an appropriate risk management approach for the potential licensees and then developed and implemented a Governance and Compliance Framework to deliver the risk model. We also provided input to new governing legislation that set up the authority and drafted the operating code of conduct.
One of the largest US-based Tech commercial banks needed to build out their offshore capabilities in support of their London operation. This included candidate selection, AML/KYC training, coaching on early cases and then QA of their work. This produced a team of fully trained KYC analysts and a newly established offshore capability.
A major global bank needing a data clean-up post banking system implementation
A U.K. Branch of a major Asian bank needed an in-depth review and enhancement of their AML governance framework. Lysis conducted a success review and drafted all required policies & procedures, and established a KYC Target Operating model.
