Our client had a requirement to train some experienced operational staff in AML
Gaming Compliance
A National Gaming Licensing and Taxation Agent
Our client had a requirement to train some experienced operational staff in AML
Lysis leveraged its extensive library of off-the-shelf training material to structure a core course for the operational staff. We tailored the course to be suitable for the audience of experienced personnel, but with limited AML knowledge. We also used our knowledge of the licensing agent's operations to tailor the material to the requirements of their specific model. We delivered the five days of training over multiple three-hour sessions.
A U.K. based broker dealer required assistance with the management of their Financial Conduct Authority (FCA) issued Section 166 remediation notice.
A global wholesale bank wished to select and implement a strategic, scalable, flexible client lifecycle management application that would be able to support the customer assessment requirements of its KYC and MiFID programmes as part of its Compliance framework.
Lysis reviewed the exchange’s AML/CTF framework which resulted to a successful maturity assessment review.
