QUALITY AND efficiency. ASSURED.
Jon has 35+ years’ wholesale financial markets experience in London, New York, Singapore and Frankfurt. He specialises in Regulatory Strategy, Governance, Regulatory Change Management and M&A/Integration. Jon founded Lysis in 2001. He was previously Head of the Investment Banking, eBusiness and Trading Floor practices at AIM-listed TCA Consulting. Notable clients include Deutsche Bank, BNP Paribas, RBS/ABN, ICAP, JCB cards and Uphold.
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John Cunningham is Chair of the Board of Lysis Group and Country Director for Ireland. He has over 30 years’ experience in senior leadership positions in Financial Services including as a member of the Board of a regulated Irish bank. He ran his own Business Consultancy for a number of years and has held senior positions in the recruitment market. He is also has a broad experience in the voluntary sector as a Director of the Irish Museum of Modern Art, Chairman of the Immigrant Council of Ireland and Chair of The Serp Institute. John was also Chair of Gaisce, The President’s Award, for 6 years and worked closely with the Duke of Edinburgh Award in the UK.
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Wendy has more than 18 years’ experience within regulatory operations and financial crime compliance. Part of her responsibilities as the Head of Lysis Academy, includes heading up the Lysis Cape Town-based offshore operating centre. Wendy has provided training to over 2000 Know Your Customer (KYC) analysts on a global scale with a dedicated focus on practical Anti-Money Laundering (AML) skills. She has developed Lysis’ bespoke Training Needs Assessment service and Analyst Career Progression Development (CPD) programme and assesses the capabilities and knowledge levels of our clients’ AML teams on a regular basis. Wendy also has significant expertise of the crypto asset landscape from an AML regulatory perspective, both in the digital and virtual space. Prior to joining Lysis in 2010, Wendy held several Subject Matter Expert (SME) and AML compliance advisory roles in a number of firms including Bear Stearns, Deutsche Bank and ING. She is a respected SME in regulatory operations and has practical operational experience in managing large KYC teams and transaction monitoring specialists. Wendy also conducts regular AML Maturity Assessments and Reviews and specialises in AML frameworks and risk rating methodologies.
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Aman is an experienced Business Manager and PMO with strong programme planning, reporting and financial management skills. He has over 9 years’ experience of working within the Project/Business Management capacity. Prior to joining Lysis, Aman worked within the Transfer Agency department at Northern Trust as a Business Analyst and Project Manager; and at the Bank of America, Meryl Lynch as a client on-boarding analyst.
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Rolf van der Pol is a director at Lysis Singapore. He is an experienced manager, leader and consultant, who has worked in Europe, Latin America and APAC in a variety of country, regional and global roles. Rolf has a proven ability to build, standardise, centralise offshore teams and has a rich diversity of experience in strategy, technology, risk management and operational processes. Rolf was head of client services for RBS in APAC covering client- and reference data management, reconciliations and investigations and all AML/STF processes for all businesses and countries in APAC. Prior to that Rolf was regional head of due diligence for APAC for ABN Amro covering 16 countries, managing teams in all locations and 4 regional centres: Singapore, Hong Kong, Australia and the UAE.
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Mark has been working within the AML/CLM industry for over 15 years, gaining experience within tier 1/2 investment banks and a Big Four consultancy. He has also managed operational and transformation teams for Online Gaming Compliance and PSP clients. Mark has expertise in AML/CLM processes, data, and operational risk, and likes to view this all through a regulatory compliance lens. He also has a knack for creating insightful Management Information, allowing clients to track project progress, report AML and other regulatory risks and identify areas for cost-saving efficiencies.
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Louise obtained the Cass/Lysis post graduate certificate in AML, at Cass Business School. Louise joined Lysis in 2014 as a data analyst within a client account off-boarding team. During this time, she developed her knowledge in KYC and transaction monitoring through internal training and completing the Lysis fundamental course. Louise is now a senior analyst working on KYC reviews for new bank clients for a global investment bank. She has worked within the KYC periodic rolling review team and has experience working on high, medium, and low risk clients for all entity types.
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Vanitha graduated with a degree in Computer Science and has 12 years of experience within banking and financial services in both the UK and India and has worked across numerous financial institutions including Standard Chartered Bank, Deutsche Bank, Barclays, Citibank, Commerzbank and Silicon Valley Bank. Vanitha holds the ACAMS certification and has completed the advanced KYC certificate with Lysis and has 7 years of experience working in KYC in Investment Banks both as an EDD analyst and QA on complex high-risk cases as well as 5 years in AML transaction monitoring. She is currently involved in Data Analysis and MI production for a large US bank. Vanitha also has experience of mapping processes and structuring projects.
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Anshul has 11 years of experience in the Financial Services industry working for organisations such as Santander UK, Lloyds Banking Group, Commerzbank AG, UniCredit, Commonwealth Bank of Australia, Ebury and Silicon Valley. He is a highly skilled professional with substantial experience in operational management and transformation with strengths in client on-boarding, refresh, quality control/assurance and remediation. He has a thorough understanding of current financial crime regulations, KYC and JMLSG guidance. With his broad expertise and specialised skill set regarding financial crime, investigation, compliance and in-depth understanding of the 1st and 2nd lines of defense of financial crime, he can take a fresh approach to business challenges within those areas.
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Matthew Gardiner has extensive experience of global crypto markets and their regulation. He has deep knowledge and experience of both Financial Services and Fintech/Tech VC /CVC deal flow and M&A and is an expert in digital and crypto assets, ICOs, Stablecoins and STOs. He has a keen interest in digital identity, APIs, Open Banking, PSD2, ML & AI applications, cloud infrastructures, sandboxes and start up ecosystems. He advises on their role in transforming legacy platforms, payment & settlement networks, capital markets, securities and asset management with full consideration of corporate governance, regulation and policies and institutions including Basel II, Dodd-Frank, MiFID 2, FATF etc. Matt is a member of the Lysis Advisory Panel.
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Human resources specialist focused on improving business performance by engendering high level performance from its people. Motivated by close partnerships with businesses to add value through ‘best of breed’ ideas and solutions. Andrew is founder and CEO of People Risk Solutions, a provider of outsourced HR solutions as well as founder of PeopleClear Ltd, a RegTech provider of SMCR technology. He is also co-author of “Building an Outstanding Workforce” and is a Freeman of the City of London livery organisations, the Company of Entrepreneurs and the Company of HR Professionals.
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Anne-Maria Rothenstein is an internationally experienced, bi-lingual compliance executive and NED with over three decades of experience and a deep expertise in International Capital Markets (FICC) and Financial Markets Regulation and Compliance (FLOD & SLOD). She has had extensive experience of leading, working with/advising and sitting on senior internal/external committees, boards and executive teams driving effective, strategic regulatory and governance change and implementation. Furthermore, she brings a demonstrable track record of strategic, commercial and operational success working internationally (London, New York, Frankfurt & Brussels) with global financial institutions/investment banks, exchanges and clearing houses.
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Professor Stephen Thomas is an internationally renowned academic, and has held numerous senior posts around the world. He has held professorships in Finance at the University of Wales, in Financial Markets at the University of Southampton, and joined Bayes (formerly Cass ) as Professor of Finance in 2007 where until recently he was Associate Dean for their world ranked MBA programmes. Professor Thomas was also a Visiting Professor at Queen's in Canada between 1986 and 1987, and has been a Visiting Professor at the ISMA Centre of the University of Reading since 1996. He has won numerous prestigious academic prizes including Prizes for Best Paper at the Global Finance Conference in Dublin in 2005, and Best Market Microstructure Paper at the Mid-West Finance Meetings in Chicago in 2006. In the same year, he was ranked 11th in Europe for research in finance over the previous decade.
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Lynn brings over 20 years of experience in the financial services industry, having held key roles such as director, company and corporate secretary, head of registrar and transfer agency, and manager of corporate and governance services. She has provided oversight and strategic guidance in AML/Financial Crime, compliance, and governance. Lynn has worked with regulated fiduciary management companies and law firms across the Cayman Islands, British Virgin Islands, Bermuda and Hong Kong, playing a pivotal role in driving operational improvements and conducting Health & Maturity Assessments to enhance governance frameworks and regulatory compliance. In her leadership roles—including Head of Registrar and Transfer Agent Services, Manager of Company/Corporate Services and Corporate and Governance Manager (compliance solutions)—Lynn has led Health & Maturity Assessments for organisations, evaluating their compliance frameworks, risk controls and governance structures to ensure operational resilience and regulatory alignment.
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Mark Jenkinson has been CEO of digital and challenger banks in the UK. In 2016 he co-founded Chetwood Bank which he steered to launch and beyond, through multiple funding rounds and to successfully achieving regulation from the UK PRA and the FCA. In 2023 he became co-CEO of digital bank Ziglu, overseeing its re-finance and in parallel successfully resolved multiple issues (including a Section 166) with the UK regulators resulting in permissions being restored. Prior to founding Chetwood Mark was a partner at CapCo and a Managing Principal at TCA Consulting.
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A highly motivated self-starter, with extensive experience in both line and change management roles. A successful track record in finding intellectual solutions to business problems and implementing new technology to support new businesses, improve process and deliver cost benefits. More recently focused on delivering solution in the regulatory technology space, both in assessment of new products and the delivery of technology solutions to enable regulatory change.
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Salim is a senior financial services professional with 30 years of experience in investment banking. He has held multiple global leadership roles across Anti-Financial Crime (AFC), Risk & Control and Operations with proven expertise in driving compliance excellence, managing large-scale global teams, Operating Model strategy including near and off-shoring and development & implementation of risk and compliance frameworks. Adept at stakeholder management, program delivery, and enhancing operational effectiveness within dynamic environments. Salim has spent over a decade at Deutsche Bank AG, London and was a Senior Director of AFC Global Head of Monitoring & Screening.
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We service a global client list from offices in London, New York, Singapore, Dublin, Paris and Cape Town.
