Operations & Resourcing

-

Corporate, Wholesale and Investment Bank

Client On-boarding and AML support for a global wholesale and investment bank

A global wholesale and investment bank needing client on-boarding and AML Support

Download Case Study

The Client

A global wholesale and investment bank

The Challenge

The firm was looking for a long-term partner to provide surge resourcing to deal with periodic spikes in the volume of BAU client on-boarding and refresh.

The Solution

These peaks have been driven by events such as regulatory change, book transfers and the build-up of backlogs with the bank’s in house teams. Lysis has provided experienced on-shore Client Outreach and CLM/AML Analysts, QCs and ComplianceOfficers to cover surges in books of business in the UK and the EU. The team size has flexed as volumes demand, peaking at 20 resources and sometimes as low as one or two. This relationship has been running for 12+ years.

Results

More Case Studies

Browse Case Studies

Delivering fully outsourced and secure KYC operations

The client is incorporated in Ireland as an Irish Collective Asset-management Vehicle (ICAV). The client is an American investment fund which specialises in lending large amounts of money to various entities ranging from listed entities to unregulated entities based in the USA.

Service

Operations & Resourcing

Industry

Asset/ Investment Management

Corporate and Counterparty KYC Remediation and Golden Data Source Creation for a Global Inter-dealer Broker

A major bank with two major trading entities wished to decrease time-to-trade processing overheads for new customers and for new products for existing customers.

Service

Operations & Resourcing

Industry

Corporate, Wholesale and Investment Bank